Post Tagged with: "Request for Documents from the Securities Division"

You Received a Securities Division Subpoena? Do Three Things Immediately

You Received a Securities Division Subpoena? Do Three Things Immediately

You may not have known that you have been buying or selling securities, but, if you received a subpoena from the Indiana Securities Division, investigators think it is a security as defined in Indiana Code § 23-19-1-2(28). If they want you to talk to them, you should first talk to someone who speaks their language: an Indiana securities law attorney.